Background & Scope

This training covers an introduction to the Senior Managers and Certification Regime (SM&CR). It touches on the basics of the package and sets out which authorities play a role in this field. The reasons for the introduction of SM&CR is covered, while explaining its objectives.

This training includes the following topics:

  • Background
    • Conduct failings
    • Parliamentary Commission for Banking Standards (PCBS)
  • Supervision
    • Financial Conduct Authority (FCA)
    • Prudential Regulation Authority (PRA)
  • Accountability framework
    • Objectives
    • Conduct
    • Competence
  • Scope
    • Banks
    • Insurers
    • Solo-regulated firms
    • FSMA authorised firms

More information?
Download our Course Guide


Market Abuse Centre facilitates prevention & detection of misconduct. We set learning standards for minimum required knowledge and provide training accordingly.


We offer a comprehensive curriculum of online self-study training courses regarding a wide variety of topics.

Overview of our Courses


For more information please contact us on
Beursplein 5
1012 JW Amsterdam
Chamber of Commerce
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IBAN NL25ABNA0828446555