Learning Platform - "Trade Compliance & Surveillance"
Course: CEA & DFA – US Regulation Commodity Exchange Act
About the online training programme
This course is about the US regulation Commodity Exchange Act, as well as its refinements as directed per Dodd-Frank Act. The focus of this educational programme is on commodity markets. Attention is given to the prohibitions and obligations under this regime and how things are organised. Furthermore, actual cases are covered to include jurisprudence.
Course contents
This course includes the following video lessons:
- Introduction
- The Dodd-Frank – amended CEA
- Prohibition Of Insider Trading
- Prohibition Of Market Manipulation
- Disruptive Practices
- Scope Of CEA
- CFTC – Final Rule – 180-1&2
- Sanctioning
- Case Law Versus Civil Law
- Jurisprudence
- Market Surveillance