Certification Regime

This training touches on the basics of the Certification Regime. In this course it is explained what this regime is about and to whom it applies. Attention is given to the role firms in scope have to perform and how to organise this.

This training includes the following topics:

  • Roles
    • Significant Harm Functions
    • Material Risk Takers
  • Certification
    • Certifying that employees are ‘fit and proper’
    • Certification functions
  • Risk of significant harm to:
    • The firm
    • Its reputation
    • Its customers
  • How, when & what?
    • Annual certification
  • Relevant aspects
    • Qualification
    • Training
    • Competence
    • Personal characteristics

More information?
Download our Course Guide

About

Market Abuse Centre facilitates prevention & detection of misconduct. We set learning standards for minimum required knowledge and provide training accordingly.

Courses

We offer a comprehensive curriculum of online self-study training courses regarding a wide variety of topics.

Overview of our Courses

Contact

For more information please contact us on mac@marketabusecentre.com
Address
Beursplein 5
1012 JW Amsterdam
Chamber of Commerce
32071597
VAT number
NL853464893B01
Bank Account
IBAN NL25ABNA0828446555