Learning Platform - "Trade Compliance & Surveillance"

Course: Compensation Trades & Money Passes

About the online training programme

This course examines the abusive practices ‘compensation trades’ and ‘money passes’. It is set out what this kind of activity concerns. The course covers various practical cases.

Course contents

This course includes the following video lessons:

1. Reciprocity & rewarding
2. Case – LIBOR
3. Money transfer
4. Money transfer – Case – Two accounts
5. Fraudulent money passes – Introduction
6. Fraudulent money passes – Firm accounts
7. Fraudulent money passes – Client accounts
8. Lacking similarity
9. Lacking similarity – Timing differential
10. Lacking similarity – Price differential
11. Lacking similarity – Volume differential