Conduct Rules

This training covers the fundamentals of the Conduct Rules, which are part of the Senior Managers and Certification Regime (SM&CR). During the course it is explained what types of Conduct Rules there are and to which professionals these apply.

This training includes the following topics:

  • Who?
    • Senior Managers
    • Certified Person
    • All non-ancillary staff
  • Code of conduct
    • Cocon
  • Reporting of breaches
    • FCA
    • PRA
  • Conduct rules
    • Tier 1 rules
    • Tier 2 rules
  • Taking responsibility
    • Risk culture
    • Risk governance


“MAC’s courses are very suitable for our employees; good quality content is what we look for.”

Rob Veersma
Director Training & Development
Gazprom International Training
“Really well structured and easy to follow content that is varied in delivery in order to keep the reader engaged. Looking forward to seeing more from the MAC in the future!”

Erika Rabadia
Manager Trading Surveillance

More information?
Download our Course Guide


Market Abuse Centre facilitates prevention & detection of misconduct. We set learning standards for minimum required knowledge and provide training accordingly.


We offer a comprehensive curriculum of online self-study training courses regarding a wide variety of topics.

Overview of our Courses


For more information please contact us on
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1012 JW Amsterdam
Chamber of Commerce
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