Conduct Rules

This training covers the fundamentals of the Conduct Rules, which are part of the Senior Managers and Certification Regime (SM&CR). During the course it is explained what types of Conduct Rules there are and to which professionals these apply.

This training includes the following topics:

  • Who?
    • Senior Managers
    • Certified Person
    • All non-ancillary staff
  • Code of conduct
    • Cocon
  • Reporting of breaches
    • FCA
    • PRA
  • Conduct rules
    • Tier 1 rules
    • Tier 2 rules
  • Taking responsibility
    • Risk culture
    • Risk governance

More information?
Download our Course Guide

About

Market Abuse Centre facilitates prevention & detection of misconduct. We set learning standards for minimum required knowledge and provide training accordingly.

Courses

We offer a comprehensive curriculum of online self-study training courses regarding a wide variety of topics.

Overview of our Courses

Contact

For more information please contact us on mac@marketabusecentre.com
Address
Beursplein 5
1012 JW Amsterdam
Chamber of Commerce
32071597
VAT number
NL853464893B01
Bank Account
IBAN NL25ABNA0828446555