Learning Platform - "Trade Compliance & Surveillance"
Course: Fair & Orderly Trading
About the online training programme
In the rule book of trading venues it is usually stated that trading on the venue’s platform has to be fair and orderly. This course talks about fair and orderly trading. It sets out what this implies and gives insight in practical examples, including how it can be prevented or detected.
Course contents
This course includes the following video lessons:
- Introduction
- Unfair & disorderly trading
- Reckless acting
- Disruptive practices
- Trade surveillance criteria
- Fair & orderly defined
- Economic justification
- Flipping
- Examples
- Case