Learning Platform - "Trade Compliance & Surveillance"
Course: MiFID II – Definitions
About the online training programme
The second version of the Markets in Financial Instruments Directive (MiFID II) sets out a large range of definitions, which are used in its provisions. In order to understand and comply with this piece of legislation, one has to familiarise with the definitions. This is why these definitions have been provided in the form of easy accessible movies. Professionals can master the content and/or consult the videos instantly in case of an ad hoc need. This way, a database is created meeting the desire to go over it once more and allowing for continuous professional development guaranteed.
Course contents
This series of courses consists of the following video lessons, as well as an exam:
- Investment services & activities
- Ancillary services
- Financial instruments
- C6 derivatives
- Exchange-traded fund
- Dealing on own account
- Direct electronic access
- Execution of orders on behalf of others
- Investment advice
- Client
- Trading venue
- Regulated market (RM)
- Multilateral trading facility (MTF)
- Organised trading facility (OTF)
- Market operator
- Multilateral system
- Systemic Internaliser (SI)
- Market maker
- Algorithmic trading
- High frequency trading (HFT)
- Liquid market
- Portfolio management
- Portfolio compression
- Approved reporting mechanism (ARM)
- Limit order
- Senior management