Learning Platform - "Trade Compliance & Surveillance"

Course: Overview of US Regulations & Authorities

About the online training programme

This course is about the US regulations on market abuse. The focus is on commodity & energy markets in particular. Attention is given to the relevant authorities, their roles, jurisdictions and enforcement mandates.

Course contents

This course includes the following video lessons:

  1. US market abuse regulations – Commodity & energy markets
  2. Regulatory authorities in US commodity & energy markets – CFTC, FTC & FERC
  3. Securities Exchange Commission (SEC)
  4. Overlapping jurisdictions
  5. Agreements between US agencies

Reviews

The course provided a good explanation.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

The most positive element of the course were the short informative lectures.

Olga Lysytsyna
Senior Consultant at E-Star

Content was good.

Maria Kramer
Operational Risk Manager at Statkraft

It is very informative and well described. The subtitles help.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

Good illustration.

Nataliia Trofimova
Internal Auditor at DTEK