This course examines the manipulative scheme ‘pre-arranged trading’. It is also set out what crossing concerns. The course covers various practical cases and some jurisprudence.
This course includes the following video lessons:
1. Introduction
2. Crossing
3. Accepted market practice
4. Pre-execution communications
5. Crossing procedures & methods
6. Case – Unauthorised cross-trades
7. Case – Artificially raising the price
8. Case – Excluding competition
9. Case – ICE (2005)
10. Case – Block-trades