Senior Managers Regime

This training covers the fundamentals of the Senior Managers Regime (SMR). In the course it is set out which Senior Manager Functions there are. Attention is also given to Regulator Approval, Prescribed Responsibilities, Statements of Responsibilities and the Responsibilities Map.

This training includes the following topics:

  • Senior Managers
    • Direct accountability
    • Important decisions
  • Senior Management Functions
    • Which roles?
    • Which functions?
    • 19 functions
    • Company-specific use and allocation
  • Regulator approval
    • Key functions
    • Before formal appointment
  • Organisation
    • Prescribed Responsibilities
    • Statement of Responsibilities
    • Responsibilities Map


“MAC’s courses are very suitable for our employees; good quality content is what we look for.”

Rob Veersma
Director Training & Development
Gazprom International Training
“Really well structured and easy to follow content that is varied in delivery in order to keep the reader engaged. Looking forward to seeing more from the MAC in the future!”

Erika Rabadia
Manager Trading Surveillance

More information?
Download our Course Guide


Market Abuse Centre facilitates prevention & detection of misconduct. We set learning standards for minimum required knowledge and provide training accordingly.


We offer a comprehensive curriculum of online self-study training courses regarding a wide variety of topics.

Overview of our Courses


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