Senior Managers Regime

This training covers the fundamentals of the Senior Managers Regime (SMR). In the course it is set out which Senior Manager Functions there are. Attention is also given to Regulator Approval, Prescribed Responsibilities, Statements of Responsibilities and the Responsibilities Map.

This training includes the following topics:

  • Senior Managers
    • Direct accountability
    • Important decisions
  • Senior Management Functions
    • Which roles?
    • Which functions?
    • 19 functions
    • Company-specific use and allocation
  • Regulator approval
    • Key functions
    • Before formal appointment
  • Organisation
    • Prescribed Responsibilities
    • Statement of Responsibilities
    • Responsibilities Map

More information?
Download our Course Guide

About

Market Abuse Centre facilitates prevention & detection of misconduct. We set learning standards for minimum required knowledge and provide training accordingly.

Courses

We offer a comprehensive curriculum of online self-study training courses regarding a wide variety of topics.

Overview of our Courses

Contact

For more information please contact us on mac@marketabusecentre.com
Address
Beursplein 5
1012 JW Amsterdam
Chamber of Commerce
32071597
VAT number
NL853464893B01
Bank Account
IBAN NL25ABNA0828446555