Learning Platform - "Trade Compliance & Surveillance"
Course: Wash Trades – Market Manipulation
About the online training programme
Under various regulatory packages in the field of market abuse wash trades can be considered manipulative. Professionals with market access need to know about the ins and outs so that one can prevent abusive behaviour. Professionals with a market monitoring or surveillance function have to be able to detect abuse.
Course contents
This series of courses consists of the following video lessons, as well as an exam:
- Introduction
- Beneficial interest
- Objectives
- The UBS case
- Hypothetical case
- Wash trades to mark the close
- Different structures for wash trades
- Category of manipulation
- Indicators of suspicious wash trades
- Measures